Regulatory Compliance

An ever-evolving regulatory landscape demands constantly improving controls. Our regulatory and compliance experts have decades of experience helping clients identify regulatory risks and assess the impact of proposed regulations, so they can deal effectively with new challenges as they arise.
Our Regulatory Compliance services include:
  • Third Party Service Provider Reviews
  • Regulatory Exam and Audit Readiness Assessments
  • Corporate Policy and Procedures Development
  • Strategic Relationship Management
  • LIBOR Transition
  • Regulatory Impact Analysis
Falcon Capital Advisors has former regulatory agency leaders and risk and compliance executives who work closely with management and boards of directors to bolster corporate governance, provide proper risk management guidance, and resolve control weaknesses. A highlight of our Compliance Audit Reviews is our MERS® Quality Assurance Assessments, which are designed to ensure our clients are capable of meeting all MERS® data standards and annual report requirements.

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